KEYNOTE FINANCIAL SERVICES, LLC
SEC RegisteredNo Worries. No Regrets. Just Results.
About the firm
Keynote Financial Services LLC is a fiduciary investment adviser based in Vernon, Connecticut, committed to providing objective, unbiased advice in clients' best interests. For more than two decades, the firm has offered transparent, personalized financial guidance built on empathy, trust, and long-term relationships. They do not hold insurance or securities licenses and do not earn commissions.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Portfolio management, retirement planning, income planning, and investment management using dividend-focused, diversified strategies. Clients receive separately managed accounts with individualized attention and an asset-based fee structure.
Who they serve
Individuals and families from all walks of life, whether just getting started on their financial journey or managing a more complex portfolio. The firm has no account minimums and serves 200+ households.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 125 | $28M |
| High Net Worth Individuals | 73 | $187M |
| Charitable Organizations | 6 | $10M |
| State/Municipal Entities | 4 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
Data as of March 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. KEYNOTE FINANCIAL SERVICES, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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