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KING WEALTH MANAGEMENT GROUP, LLC

SEC Registered

We simplify wealth management for individuals, families and institutions.

SARATOGA SPRINGS, NYhttps://kingwealthmanagementgroup.com518-306-5640
Assets Under Management
$1B–$5B
Employees
8
Office Locations
2 offices
Total Accounts
1894

About the firm

King Wealth Management Group is an independent financial advisory services firm committed to a fiduciary standard of care. The firm provides personalized wealth management services to individuals, families, and institutions, and builds multi-generational, long-lasting relationships with its clients.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit Sharing

Areas of expertise

Wealth ManagementPortfolio ManagementFinancial PlanningEstate PlanningInstitutional Wealth ManagementFiduciaryAsset AllocationRetirement PlanningCollege FundingEstate TaxERISA Plans+1 more

Services

Portfolio management, wealth management, institutional wealth management, financial planning, and estate planning guidance. Services include investment policy statements, asset allocation, investment strategy and selection, portfolio optimization, retirement income planning, budgeting, debt structure, college funding strategies, gifting strategies, and estate tax liability analysis.

financial_planningestate_planningcharitable_givingwealth_management

Who they serve

Individuals, families, and institutions including foundations, scholarship funds, colleges, non-profits, ERISA plans, banks, bank trust departments, credit unions, and corporate investment plans.

Client segmentClientsAssets managed
Individuals (Non-HNW)460$170M
High Net Worth Individuals248$878M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

Lawrence Edgar King
MANAGING MEMBER / CHIEF COMPLIANCE OFFICER
Daniel Paul Gale
MANAGING MEMBER

Office locations

2 offices in 1 state
NY
SARATOGA SPRINGSHQ
NY
SARATOGA SPRINGS

Advisors at this firm

9 advisors in the directory

Regulatory & compliance

CRD number
#159550
SEC Number
801-73023
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee
Minimum: $500,000 (waivable)

Data as of January 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. KING WEALTH MANAGEMENT GROUP, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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