KLINGMAN AND ASSOCIATES, LLC
SEC RegisteredA Wealth Management Experience Built on Enduring Relationships
About the firm
Klingman & Associates is an independent wealth management firm that works with high net worth clients to build multifaceted wealth plans and strategies. The firm offers comprehensive, personalized wealth advisory services, leveraging decades of experience to guide clients through life's changing circumstances, dynamic market conditions, and generational change.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial Independence, Tax Planning, Estate Planning, Investment Management, Cash Management/Bill Pay, Generational Planning, Philanthropy, and Life Coaching.
Who they serve
High Net Worth Families, Entrepreneurs, Senior Executives, Law Firm Partners, Professional Athletes, Newly Independent individuals, and Technology Executives.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 248 | $99M |
| High Net Worth Individuals | 456 | $4.3B |
| Charitable Organizations | 3 | $1.2B |
| State/Municipal Entities | 2 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
9 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $2,000,000 | 1.00% |
| Next $3,000,000 | 0.80% |
| Next $5,000,000 | 0.60% |
| Next $15,000,000 | 0.40% |
| Greater than $25,000,000 | 0.25% |
Data as of March 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. KLINGMAN AND ASSOCIATES, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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