KA
KLINGMAN AND ASSOCIATES, LLC
SEC RegisteredNEW YORK, NYhttps://klingmanria.com212-867-7647
Assets Under Management
$5B–$25B
Employees
25
Office Locations
1 office
Total Accounts
3532
About the firm
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net Worth
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 248 | $99M |
| High Net Worth Individuals | 456 | $4.3B |
| Charitable Organizations | 3 | $1.2B |
| State/Municipal Entities | 2 | — |
0 total clients reported on Form ADV.
Leadership
Gerard Albert Klingman
PRESIDENT/MANAGING MEMBER
Michael David Paley
CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER
Office locations
1 office in 1 state
NY
NEW YORKHQ
Advisors at this firm
7 advisors in the directory
Dorothy Decarlo
Investment Adviser Representative
Joshua Fogel Kaye
Investment Adviser Representative
Gerard Albert Klingman
Investment Adviser Representative
Thomas Joseph Klingman
Investment Adviser Representative
Craig Laub
Investment Adviser Representative
Michael David Paley
Investment Adviser Representative
Sami Sharif
Investment Adviser Representative
Regulatory & compliance
CRD number
#125618
SEC Number
801-67783
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee
Data as of March 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
klingmanria.comPhone
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. KLINGMAN AND ASSOCIATES, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.