Kubence
SEC RegisteredInstitutional Derivatives, Individual Access
About the firm
Kubence delivers tax-efficient liquidity, managed structured note strategies, and option overlays to RIAs and investors. The firm was founded by former derivatives hedge fund managers with institutional experience trading complex options strategies. It provides strategies previously limited to hedge funds and family offices, now available to independent RIAs.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Collateralized lending via SPX box spread financing, managed structured note strategies across 6 strategies with income and growth objectives, and option overlays; delivered through a single advisor portal with unified onboarding, reporting, program management, ongoing monitoring, portfolio analysis, risk management, and proactive rebalancing.
Who they serve
RIAs (independent registered investment advisors) and investors
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 1 | $570k |
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kubence has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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