LAGUNA WEALTH ADVISORS, LLC
SEC RegisteredYour life, your goals, your vision matters to us.
About the firm
Laguna Wealth Advisors, LLC is a boutique Registered Investment Advisory firm providing personalized financial planning and investment advisory services. The firm has over 30 years of experience in the financial services industry and a reputation for uncompromising integrity, financial vision, conservative style, careful stewardship, and an unwavering commitment to clients' financial well-being. As a fiduciary, the interests of clients always come first.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Comprehensive financial planning and investment advisory services, including a personalized written plan, a systematic approach to active management, and regular communication, with customized solutions matched to clients' objectives and life needs.
Who they serve
A select group of individuals, families, and business owners at any stage of wealth creation, growth, or preservation.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 242 | $49M |
| High Net Worth Individuals | 46 | $106M |
| Charitable Organizations | 3 | $4.3M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 1.50% |
| Next $500,000 | 1.25% |
| Next $2,000,000 | 0.90% |
| $3,000,000 and Up | 0.65% |
Data as of March 5, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. LAGUNA WEALTH ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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