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LAVA Wealth Management, LLC

SEC Registered

Getting to the core of what matters.

https://lavawealth.com917-751-6077
Assets Under Management
Under $100M
Employees
1
Office Locations
2 offices
Total Accounts
61

About the firm

Lava Wealth Management is a truly independent investment advisor based out of Montauk and New York City. They aim to achieve reasonable growth with great attention to capital preservation, working with intelligence and great integrity to help clients achieve their investment goals.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthState/MunicipalInsurance Companies

Areas of expertise

Independent Investment AdvisoryPortfolio ManagementCapital PreservationRisk ToleranceWealth Management

Services

Independent investment advisory services, including understanding client risk tolerance and building a portfolio suited to their goals and needs.

Who they serve

Clients with different needs and goals seeking a client-centered approach to investing.

Client segmentClientsAssets managed
Individuals (Non-HNW)19$9.5M
High Net Worth Individuals10$30M

Leadership

Richard Alfred Newman
MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

Office locations

2 offices in 1 state
HQ
NY
New York

Advisors at this firm

1 advisor in the directory

Regulatory & compliance

CRD number
#167674
SEC Number
801-131417
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Asset tierAnnual rate
Up to $250,0001.50%
$250,001 to $2,000,0001.25%
Above $2,000,0001.00%

Data as of March 5, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. LAVA Wealth Management, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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LAVA Wealth Management, LLC - Advisory Firm | AdvisorFinder