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LEDERER & ASSOCIATES INVESTMENT COUNSEL

SEC Registered
LONG BEACH, CAhttps://lederer-associates.com562-434-5305
Assets Under Management
$100M–$500M
Year Founded
1986
Employees
3
Office Locations
1 office
Total Accounts
137

About the firm

Lederer & Associates Investment Counsel has been managing equity, fixed-income, and balanced portfolios since 1986. The firm has served individual and institutional investors for more than a quarter of a century. The firm is not affiliated with any bank, broker-dealer, or mutual fund company and does not sell products nor earn commissions.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPension/Profit Sharing

Areas of expertise

Equity StrategiesFixed IncomeBalanced PortfoliosAsset AllocationSeparately Managed AccountsCustomized PortfoliosTax EfficiencyPortfolio Management

Services

Separately managed, customized equity, fixed-income, and balanced portfolios that are tailored based on client goals and objectives, with assets held in the client's name by an independent custodian. Management fees are fully disclosed and the firm's only source of revenue.

Who they serve

Individuals, trusts, estates, foundations, charitable organizations, corporations, and pension and profit-sharing plans, including self-directed 401(k)s, IRAs, and IRA Rollovers.

Client segmentClientsAssets managed
Individuals (Non-HNW)45$15M
High Net Worth Individuals88$191M
State/Municipal Entities4

0 total clients reported on Form ADV.

Leadership

Ral Holdings
HOLDING COMPANY
Richard Allen Lederer
CIO, CEO, CHM

Office locations

1 office in 1 state
CA
LONG BEACHHQ

Advisors at this firm

2 advisors in the directory

Regulatory & compliance

CRD number
#110376
SEC Number
801-26228
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Minimum: $500,000 (waivable)
Asset tierAnnual rate
First $5 million1.00%
Next $5 million0.75%
Balance above $10 million0.50%

Data as of December 8, 2025 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. LEDERER & ASSOCIATES INVESTMENT COUNSEL has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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