AdFi
LF

Legacy Financial Advisors, Inc.

SEC Registered

Your Treasure Is Where Your Heart Is

Covington, KYhttps://legacyfinancialadvisors.com859-655-5225
Assets Under Management
$1B–$5B
Employees
21
Office Locations
1 office
Total Accounts
3721

About the firm

Legacy Financial Advisors is an SEC Registered Investment Advisor with decades of combined wealth management experience. The firm takes a values-based, integrated planning approach, bringing investment, insurance, tax, and estate considerations together into a holistic financial plan. They pride themselves in providing hands-on guidance at a high level of integrity and confidentiality.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingState/Municipal

Areas of expertise

Wealth ManagementInvestment ManagementIntegrated Financial PlanningInsurance SolutionsTax PlanningEstate PlanningAsset AllocationTax-loss HarvestingFee-based AdvisoryValues-based Planning

Services

The firm offers values-based financial planning, integrated financial planning, investment management, insurance solutions (life, long-term care, and disability insurance), proactive ongoing advice, and digital access and tools.

Investment ManagementFinancial PlanningInsuranceWealth Management

Who they serve

Individuals and families seeking to align their finances with their values and goals.

Client segmentClientsAssets managed
Individuals (Non-HNW)579$161M
High Net Worth Individuals482$1.3B
State/Municipal Entities4

1 total clients reported on Form ADV.

Leadership

Bradley Robert Zapp
CEO, MANAGING PRINCIPAL
Michael Joseph Maisel
MANAGING PRINCIPAL
Paul Anthony Sartori
MANAGING PRINCIPAL
Peter Trent Lucas
MANAGING PRINCIPAL
Laura Lee Branum
CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER

Office locations

1 office in 1 state
KY
CovingtonHQ

Advisors at this firm

13 advisors in the directory

Regulatory & compliance

CRD number
#158675
SEC Number
801-72637
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee
Minimum: $500,000 (waivable)
Asset tierAnnual rate
Under $1M1.00%
$1M - $3M0.80%
$3M - $5M0.60%
$5M - $10M0.50%
Over $10M

Data as of March 6, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Legacy Financial Advisors, Inc. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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