LEGACY WEALTH
SEC RegisteredLegacies of Wisdom and Faithfulness
About the firm
Legacy Wealth was founded in 2009 by Mike Brocker with a vision of providing sound financial strategies and helping clients enter into the joy and contentment that comes from knowing their plan is in alignment with their personal values. Legacy Wealth is a boutique financial services firm focused on serving clients by providing timeless wisdom and counsel for all aspects of their planning. Over the last decade, Legacy Wealth has grown to provide sophisticated planning and wealth management services.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Wealth Management (serving as fiduciary with a comprehensive, customized approach), Legacy Planning (helping clients build and transition their legacy of wisdom and faithfulness to family and ministries), and Portfolio Strategy (aligning portfolio management with clients' unique circumstances and a values-driven approach).
Who they serve
Clients seeking wealth management, legacy planning, and values-driven portfolio strategy, including families and ministries.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 347 | $94M |
| High Net Worth Individuals | 146 | $452M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
5 advisors in the directory
Regulatory & compliance
Data as of March 13, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. LEGACY WEALTH has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.