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LEGADO WEALTH MANAGEMENT LLC

SEC Registered

Making Your Future a Success

NEW YORK, NYhttps://legadowealth.com212-697-3420
Assets Under Management
Under $100M
Employees
1
Office Locations
1 office
Total Accounts
149

About the firm

Legado Wealth Management LLC is an independent financial services firm based in New York, NY. The firm focuses on providing individualized financial solutions to affluent families, retirement plan employees, corporate executives, and business owners, both locally and outside of the U.S.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net Worth

Areas of expertise

Financial PlanningInvestment AdviceRetirement PlanningEducation FundingEstate Planningnon-U.S. InvestorsIndependent Financial Services

Services

Financial planning, investment advice, retirement planning, education funding, and estate planning.

Who they serve

Affluent families, retirement plan employees, corporate executives, and business owners, both locally and outside of the U.S., including non-U.S. investors.

Client segmentClientsAssets managed
Individuals (Non-HNW)29$6.2M
High Net Worth Individuals46$45M

75 total clients reported on Form ADV.

Leadership

Oscar David Flores De Valgaz
MANAGING MEMBER/CCO

Office locations

1 office in 1 state
NY
NEW YORKHQ

Advisors at this firm

2 advisors in the directory

Regulatory & compliance

CRD number
#305263
SEC Number
801-122329
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly

Data as of February 17, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. LEGADO WEALTH MANAGEMENT LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

LEGADO WEALTH MANAGEMENT LLC in NEW YORK, NY | AdvisorFinder