AdFi
LB

Leigh Baldwin & Co., LLC

SEC Registered
Cazenovia, NY315-655-2964
Assets Under Management
$100M–$500M
Office Locations
12 offices
Total Accounts
986

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Leadership

Leigh Douglas Baldwin
PRESIDENT / OWNER / MANAGING MEMBER
Sharon Risley Halligan
FINANCIAL OPERATIONS PRINCIPAL
Inc. Leigh Baldwin & Co.
OWNER
Leigh Douglas Baldwin
OWNER
Sharon Risley Halligan
CHIEF COMPLIANCE OFFICER

Office locations

12 offices in 3 states
NY
CazenoviaHQ
NY
Moravia
PA
Clarks Summit
NY
Blossvale
NY
Fayetteville
NY
Utica
NY
Cazenovia
NY
Syracuse
NY
Manlius
NY
Liverpool
NJ
Stanhope
NY
Syracuse

Advisors at this firm

21 advisors in the directory

Regulatory & compliance

CRD number
#38751
SEC Number
801-69290
Disciplinary History
Yes
Fees & Minimums
Fee arrangements the firm reports: AUM / Other
Asset tierAnnual rate
First $250,0001.55%
$250,001 to $500,0001.50%
$500,001 to $1,000,0001.25%
Over $1,000,0001.00%

Data as of May 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Leigh Baldwin & Co., LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Leigh Baldwin & Co. in Cazenovia, NY - Fees & Services