AdFi
LA

LEWIS ASSET MANAGEMENT

SEC Registered

Independent Financial Planning Made for You

LAFAYETTE, CAhttps://lewisam.com925-284-4033
Assets Under Management
$100M–$500M
Employees
5
Office Locations
2 offices
Total Accounts
631

About the firm

Lewis Asset Management helps clients create customized financial strategies tailored to their goals. They approach financial planning in a comfortable, convenient, and caring way, acting as clients' personal CFO, life coach, counselor, and friend.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit Sharing

Areas of expertise

Independent Financial PlanningCustomized Financial StrategiesRisk Tolerance AssessmentFinancial Planning Technology

Services

Customized financial planning strategies tailored to individual client goals, including risk tolerance assessment and examination of current financial situations.

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)167$40M
High Net Worth Individuals109$345M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations1$776k
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

David William Lewis
MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

Office locations

2 offices in 2 states
CA
LAFAYETTEHQ
PA
PITTSTON

Advisors at this firm

5 advisors in the directory

Regulatory & compliance

CRD number
#143409
SEC Number
801-119399
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Asset tierAnnual rate
$0 to $250,0002.00%
$250,001 to $500,0001.75%
$500,000 to $1,000,0001.50%
$1,000,001 to $2,500,0001.25%
$2,500,001 to $5,000,0001.00%
$5,000,001 and above

Data as of January 13, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. LEWIS ASSET MANAGEMENT has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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LEWIS ASSET MANAGEMENT in LAFAYETTE, CA | AdvisorFinder