AdFi
LF

Lewis Financial, LLC

SEC Registered

Financial Planning for the long road ahead

San Luis Obispo, CAhttps://lewisfinancialslo.com(805) 548-0900
Assets Under Management
$100M–$500M
Employees
3
Office Locations
1 office
Total Accounts
255

About the firm

Lewis Financial is committed to building deep and lasting client relationships built on trust and integrity. They collaborate with each client to develop and implement a financial plan designed to achieve their unique goals and dreams, providing investment management and strategic wealth planning tailored to individual needs.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net Worth

Areas of expertise

Asset ManagementRetirement PlanningEstate PlanningTax PlanningCharitable GivingEducation PlanningWealth ManagementInvestment Management

Services

Asset Management, Retirement Planning, Estate Planning, Tax Planning, Charitable Giving, and Education Planning.

Who they serve

Individuals at all stages of life and career — from those starting families, the employed who are planning for retirement, and retirees.

Client segmentClientsAssets managed
Individuals (Non-HNW)195$42M
High Net Worth Individuals58$90M
Charitable Organizations1$1.5M

Office locations

1 office in 1 state
CA
San Luis ObispoHQ

Advisors at this firm

3 advisors in the directory

Regulatory & compliance

CRD number
#170324
SEC Number
801-132016
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly
Minimum: $25,000
Asset tierAnnual rate
First $500,0001.25%
$500,001 to $5,000,0001.00%
Above $5,000,0000.00%

Data as of February 25, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lewis Financial, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Lewis Financial, LLC in San Luis Obispo, CA | AdvisorFinder