LIPE & Dalton Investment Counsel
SEC RegisteredHELPING TURN YOUR MONEY INTO SOUND INVESTMENTS
About the firm
Lipe & Dalton is an investment advisory firm whose both founders hold the Chartered Financial Analyst (CFA) designation. The firm concentrates purely on managing clients' money through separately managed portfolios, where clients hold individual stocks and bonds rather than commingled investments such as mutual funds. The firm operates under a policy of complete transparency and accountability, with all assets held at a third-party custodian.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Separately managed portfolios of individual stocks and bonds, with a focus on research, risk management, optimal allocation, and tax efficiency. The firm concentrates purely on managing clients' money.
Who they serve
Trusts, high net-worth individuals, corporations, and institutions.
| Client segment | Clients | Assets managed |
|---|---|---|
| High Net Worth Individuals | 376 | $741M |
| State/Municipal Entities | 6 | — |
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
Data as of February 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. LIPE & Dalton Investment Counsel has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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