LIQUID STRATEGIES, LLC
SEC RegisteredIn a world of hares, be a tortoise.
About the firm
Founded in 2013 by industry veterans, Overlay Shares is focused on developing solutions to make portfolios more productive and have more predictable outcomes. The firm takes previously hard to access investments typically reserved for institutions and the mega wealthy and lowers the barriers to entry to make these solutions accessible for every investor.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
ETFs, funds, and liquid alternative strategies focused on income generation, growth, and diversification, including the Niagara Income Opportunities Fund, Denali Structured Return Strategy Fund, and subadvised products such as KHPI and DFNDX.
Who they serve
Every investor, including financial professionals and retail investors, as well as current and prospective clients seeking income generation, growth, or diversification from traditional asset classes.
| Client segment | Clients | Assets managed |
|---|---|---|
| Pension/Profit Sharing Plans | 2 | $73M |
| Insurance Companies | 2 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
Data as of March 23, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. LIQUID STRATEGIES, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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