Lk&a Investment Counsel
SEC RegisteredTailored Investment Strategies Research Driven Approach
About the firm
LK&A has been an independently owned and operated Investment Advisor since its founding in 1985. The firm provides transparent investment advice free from conflicts of interest, investing clients' capital exclusively in individual securities in separately managed accounts.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Individually managed accounts investing exclusively in individual securities (equities, bonds, and hybrids); tax-efficient trading strategies; asset allocation; wealth transfer strategy implementation in coordination with clients' legal advisers; direct portfolio manager access; separation of advisor and custodian.
Who they serve
A niche market of high net worth families focused on multi-generational wealth, served through long-term relationships with a select group of a few dozen families.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 17 | $9.8M |
| High Net Worth Individuals | 61 | $526M |
| State/Municipal Entities | 5 | — |
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $10 million | 1.00% |
| Next $10 million | 0.75% |
| All additional amounts | 0.65% |
Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lk&a Investment Counsel has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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