LM Advisors LLC
SEC RegisteredPersonalized & Independent Financial Advice You Can Trust
About the firm
Since 1984, LM Advisors has been an independent financial services firm offering investment advisory services to individuals and families. Driven by their passion to serve clients, they rely on decades of experience to create investment strategies tailor made for each client's unique situation, offering a transparent model to provide objective investment advice.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment advisory services including personalized investment strategy development, portfolio implementation, portfolio monitoring, and ongoing client communication; leveraging custodial relationships to provide access to a range of investment areas.
Who they serve
Individuals and families
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 245 | $94M |
| High Net Worth Individuals | 295 | $2.3B |
| Pension/Profit Sharing Plans | 1 | $77M |
| Charitable Organizations | 20 | $27M |
| State/Municipal Entities | 3 | — |
| Sovereign Wealth Funds | 21 | — |
1 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
5 advisors in the directory
Regulatory & compliance
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. LM Advisors LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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