Locker Financial Services, LLC
SEC RegisteredWE SIMPLIFY THE COMPLICATED
About the firm
Locker Financial is a fee-only, fully-fiduciary financial planning firm serving clients since 1992. The firm offers financial planning and asset management services, operating as NAPFA members who receive compensation only directly from clients. They take a holistic approach to financial planning, covering budgets, insurance, taxes, retirement, education, and estate issues.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning and asset management services, including review of household budgets, spending and savings habits, insurance requirements, tax obligations, higher education needs, retirement plans, and estate issues.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 76 | $36M |
| High Net Worth Individuals | 65 | $178M |
8 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1 million | 1.00% |
| Second $1 million | 0.80% |
| Above $2 million | 0.75% |
Data as of February 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Locker Financial Services, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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