AdFi
LT

LOWERY THOMAS, LLC

SEC Registered

Where Behavioral Finance Meets Wealth Management

, https://lowerythomas.com831-230-6380
Assets Under Management
$100M–$500M
Year Founded
1999
Employees
6
Office Locations
3 offices
Total Accounts
617

About the firm

Lowery Thomas is an independent Registered Investment Advisory firm with decades of success advising high net worth individuals and their families. Their customized investment and financial plans are flexible to adapt to changes in economic conditions and are monitored closely to ensure the plans fit as life circumstances and goals change. The firm was named one of the Top Fee-Only Wealth Management Firms in the United States by CNBC, ranking #47 in the US, #6 in California, and #3 in the San Francisco Bay Area.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net Worth

Areas of expertise

Investment AdvisoryWealth ManagementComprehensive Financial PlanningRetirement PlanningEmployee Stock OptionsBehavioral FinanceFee-onlyHigh Net Worth

Services

Investment Advisory, Wealth Management, Comprehensive Financial Planning, Retirement Planning, and Employee Stock Options

Who they serve

High net worth individuals and their families

Client segmentClientsAssets managed
Individuals (Non-HNW)87$31M
High Net Worth Individuals97$350M

0 total clients reported on Form ADV.

Leadership

Kenneth Grant Cala
V.P., SECRETARY., DIRECTOR
David James Lowery
VICE PRESIDENT
Mark Thomas Vicencio
PRESIDENT, CHIEF COMPLIANCE OFFICER, TREASURER, DIRECTOR

Office locations

3 offices in 1 state
HQ
CA
WALNUT CREEK
CA
SAN FRANCISCO

Advisors at this firm

3 advisors in the directory

Regulatory & compliance

CRD number
#110058
SEC Number
801-58206
Disciplinary History
No
Fee Model & Minimums
Model: AUM

Data as of March 12, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. LOWERY THOMAS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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