MACKAY FINANCIAL PLANNING, LLC
SEC RegisteredYOUR MONEY. WHERE WILL IT TAKE YOU?
About the firm
Mackay Financial Planning offers financial planning, advice, and investment management on a fee-only and fiduciary basis. The firm emphasizes equality, truth, simplicity, and transparency in its approach to serving clients across the U.S.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning, advice, and investment management, including 360-degree financial planning that covers the full spectrum of financial planning beyond investments.
Who they serve
Clients from all corners of the U.S. who are committed to pursuing financial well-being, seeking fair and reasonable fees from a professional financial planner acting in their best interest, and desiring independent, objective advice.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 33 | $19M |
| High Net Worth Individuals | 35 | $133M |
| State/Municipal Entities | 3 | — |
2 total clients reported on Form ADV.
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $2,000,000 | 0.30% |
| Next $1,000,000 | 0.20% |
| Next $2,000,000 | 0.15% |
| Above $5,000,000 | 0.10% |
Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. MACKAY FINANCIAL PLANNING, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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