MAINSAIL ASSET MANAGEMENT, LLC
SEC RegisteredLife Is Unpredictable. Your Financial World Doesn't Have to Be.
About the firm
We specialize in providing wealth advisory and investment services and tax advice for clients seeking financial freedom and security. We partner with business owners and individuals, walking alongside them every step of the way, to simplify this process and provide them with an easy to follow plan to help achieve their goals.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment Consulting (management of investments over time), Advanced Planning (wealth enhancement, wealth transfer, wealth protection, and charitable giving), and Relationship Management (fostering trusted client relationships and managing a network of financial professionals including attorneys and accountants). Also provides planning, tax advice, and insurance review.
Who they serve
Business owners and individuals seeking financial freedom and security.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 51 | $23M |
| High Net Worth Individuals | 91 | $349M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 5 | $134M |
| Charitable Organizations | 5 | $8.7M |
| State/Municipal Entities | 12 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $0 - $500,000 | 1.25% |
| Next $500,001 - $1,000,000 | 1.00% |
| Next $1,000,001 - $2,000,000 | 0.80% |
| Next $2,000,001 - $5,000,000 | 0.70% |
| Next $5,000,001 - $10,000,000 | 0.60% |
| $10,000,001+ | 0.50% |
Data as of March 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. MAINSAIL ASSET MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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