MAINSTAY CAPITAL MANAGEMENT, LLC
SEC RegisteredWhen Your Investments Demand Professional Management
About the firm
Mainstay Capital Management is an independent, fee-only, Registered Investment Advisor that provides comprehensive financial planning as well as management of 401(k), 403(b), IRA, and non-retirement accounts. The firm specializes in the management of workplace savings plan accounts as part of its overall wealth management solution.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Comprehensive financial planning, investment portfolio management, management of 401(k), 403(b), 457, IRA, and non-retirement accounts, and individual workplace savings plan account management.
Who they serve
Employees and retirees, including those with individual 401(k), 457, and 403(b) accounts at employers such as General Motors, Ford, Stellantis, BorgWarner, Visteon, Rolls-Royce, Allison Transmission, and the State of Michigan, among others.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 1,882 | $874M |
| High Net Worth Individuals | 1,523 | $3.6B |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
24 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| 401k: First $75,000 | 1.00% |
| 401k: $75,000.01 to $150,000 | 0.75% |
| 401k: $150,000.01 to $250,000 | 0.50% |
| 401k: $250,000.01 to $500,000 | 0.25% |
| 401k: $500,000.01 to $1,000,000 | 0.20% |
| 401k: $1,000,000.01 to $3,000,000 | 0.15% |
| 401k: Over $3,000,000 | 0.00% |
| Wealth Mgmt: First $200,000 | 1.50% |
| Wealth Mgmt: $200,000.01 to $500,000 | 1.00% |
| Wealth Mgmt: $500,000.01 to $1,000,000 | 0.70% |
| Wealth Mgmt: $1,000,000.01 to $5,000,000 | 0.50% |
| Wealth Mgmt: $5,000,000.01 to $20,000,000 | 0.40% |
| Wealth Mgmt: Over $20,000,000 | 0.00% |
Data as of April 15, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. MAINSTAY CAPITAL MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.