MAINSTREAM CAPITAL MANAGEMENT
SEC RegisteredYour Wealth Management
About the firm
Mainstream Capital is an independent RIA founded to bring unique tax, legal, and institutional-level management directly to clients, transcending traditional wealth management firms. The firm uses a multidisciplinary approach spanning tax, investments, law, and emotional intelligence to address the complete financial picture for established families and business owners.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment strategy, family office services (including real estate, risk management, and household staff), estate continuity and legacy planning, business intelligence for entrepreneurs, tax mitigation strategies, and trust, estate, and family law guidance.
Who they serve
Select families and individuals who've already achieved success, as well as established families and business owners who value independence and personal attention.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 110 | $29M |
| High Net Worth Individuals | 60 | $189M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Less than $1,000,000 | 1.50% |
| Next $2,000,000 | 1.00% |
| Next $2,000,000 | 0.75% |
| Over $5,000,000 | 0.00% |
Data as of March 18, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. MAINSTREAM CAPITAL MANAGEMENT has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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