MARK Sheptoff Financial Planning LLC
SEC RegisteredTop Wealth Management Advisor
About the firm
Mark Sheptoff Financial Planning, LLC is a fee-only financial planner and Registered Investment Advisor located in Glastonbury, Connecticut. As fiduciaries, they provide comprehensive financial planning services and investment advice, working solely for the benefit of their clients without selling products or receiving commissions or third-party compensation.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Fee-only financial planning and investment advice covering investment plan development, asset allocation, portfolio creation and monitoring, estate tax planning, cash flow management, insurance needs analysis, education fund building, retirement planning, eldercare planning, and life/health/disability insurance analysis.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 135 | $49M |
| High Net Worth Individuals | 100 | $366M |
| Charitable Organizations | 10 | $46M |
Leadership
Office locations
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Under $1,000,000 | 1.00% |
| Over $1,000,000 | 0.75% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. MARK Sheptoff Financial Planning LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched