MBR FINANCIAL
SEC RegisteredPlan. Nurture. Grow.
About the firm
MBR Financial is an independent Registered Investment Advisor (RIA) whose principals began their careers at a large insurance company in the early 1980s that pioneered client-first financial planning. The firm's core values of trust, integrity, and transparency underpin a fiduciary standard that covers its entire relationship with clients. MBR Financial helps individuals navigate major life changes through a combination of personal and technical planning, investment management, and risk mitigation.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
MBR Financial offers financial planning, investment management (establishing and managing investment strategies that balance income, growth, and risk), and risk mitigation (stress testing financial plans to address potential sudden increases in expenses or decreases in income). Fees are asset-based, fixed, or hourly depending on the scope and complexity of services.
Who they serve
Individuals experiencing major lifestyle changes such as career changes, sale of business, disability, retirement, marriage, divorce, death, or remarriage.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 248 | $84M |
| High Net Worth Individuals | 232 | $873M |
2 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
6 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $1,000,000 | 1.00% |
| $1,000,001 - $2,000,000 | 0.80% |
| $2,000,001 - $5,000,000 | 0.75% |
| $5,000,001 - $10,000,000 | 0.50% |
| Above $10,000,000 | — |
Data as of March 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. MBR FINANCIAL has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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