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Mccarthy & COX Retirement & Estate Specialists LLC

SEC Registered

We embody small town, midwestern values and are dedicated to building better tomorrows.

Marysville, OHhttps://mccarthyandcox.com937-644-0351
Assets Under Management
$100M–$500M
Employees
20
Office Locations
1 office
Total Accounts
1

About the firm

McCarthy and Cox offers fee-based financial planning and wealth management for folks close to or in retirement.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthInvestment CompaniesInsurance Companies

Areas of expertise

Fee-based PlanningWealth ManagementRetirement Planning

Services

Fee-based financial planning and wealth management

Who they serve

Folks close to or in retirement

Leadership

James B Cox
CHIEF EXECUTIVE OFFICER
Megan Mccarthy Collins
ADVISOR
Tony Edward Dalton
CHIEF OPERATING OFFICER
Mark Robert Finney
CHIEF COMPLIANCE OFFICER
Wesley Wayne Bean
CHIEF INVESTMENT OFFICER
Ryan Edwin Mickelson
ADVISOR

Office locations

1 office in 1 state
OH
MarysvilleHQ

Advisors at this firm

8 advisors in the directory

Regulatory & compliance

CRD number
#328478
SEC Number
801-128995
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee / Other
Minimum: $250,000 (waivable)

Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mccarthy & COX Retirement & Estate Specialists LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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