MCCARTHY WEALTH & TAX ADVISORS
SEC RegisteredYour One-Stop Shop
About the firm
McCarthy Wealth & Tax Advisors is a fee-only RIA (Registered Investment Advisor) firm that provides wealth management and tax planning services under one roof. Through a collaborative team approach, the firm offers holistic and integrated financial services, acting in a fiduciary capacity to prioritize clients' financial goals and well-being. As a boutique firm, they intentionally keep their client list small to maximize time and attention for each client.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Wealth management, tax advisory services, and retirement planning, including diversified portfolio construction and management, proactive tax planning, income streams, tax management, risk management, and estate planning.
Who they serve
Clients seeking holistic wealth management and tax planning services; the firm intentionally keeps its client list small as a boutique firm.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 221 | $68M |
| High Net Worth Individuals | 51 | $134M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $100,000 | 1.50% |
| $100,001 - $500,000 | 1.25% |
| $500,001 - $1,000,000 | 1.10% |
| $1,000,001 - $2,000,000 | 1.00% |
| $2,000,001 - $3,000,000 | 0.90% |
| $3,000,001 - $5,000,000 | 0.75% |
| Over $5,000,000 | 0.50% |
Data as of February 17, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. MCCARTHY WEALTH & TAX ADVISORS has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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