AdFi
MC

Meteora Capital, LLC

SEC Registered
Boca Raton, FLhttps://meteoracapital.com212-207-0090
Assets Under Management
$1B–$5B
Year Founded
2021
Employees
16
Office Locations
1 office
Total Accounts
15

About the firm

Meteora Capital, LLC was formed in 2021 as an investment adviser specializing in event-driven investments in equities and credit. Meteora aims to generate compelling risk-adjusted returns for its institutional clientele by employing a disciplined, systematic approach to event-driven investments, while aligning its interests with those of its clients by investing significant internal capital alongside them. The firm also provides customized structured equity and credit investments to companies interested in solutions tailored to their financing needs.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled VehiclesPension/Profit Sharing

Areas of expertise

Event-driven InvestingEquitiesCreditHedge FundPrivate MarketsSPACStructured EquityRisk-adjusted Returns

Services

Event-driven investments in equities and credit, public markets hedge fund seeking to optimize performance while minimizing drawdowns, long-duration private markets funds within the SPAC ecosystem, and customized structured equity and credit investments for companies with financing needs.

Private funds / alternatives
Hedge

Who they serve

Institutional clientele and companies interested in customized financing solutions

Client segmentClientsAssets managed
Pension/Profit Sharing Plans11$1.3B
Insurance Companies3

Leadership

Vikas K Mittal
MANAGING MEMBER
Joseph Neal Levy
CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, AND CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
FL
Boca RatonHQ

Regulatory & compliance

CRD number
#313378
SEC Number
801-122592
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based
Minimum: $250,000 (waivable)

Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Meteora Capital, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched