Milestone Investments, Inc.
SEC Registered401(k) Fiduciary and Wealth Management Services
About the firm
Milestone Investments, Inc. is an independent broker-dealer and registered investment advisor founded in 1999. The firm specializes in 401k plan services and individual wealth management, both of which lead to retirement income and distribution planning. It operates as a boutique advisory firm with decades of experience serving corporate and individual clients.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
401k plan services including fiduciary advisory and oversight, plan design review, fee benchmarking, vendor analysis, investment performance measurement, and participant education; individual wealth management services including comprehensive financial review, asset allocation, portfolio construction, tax-efficient investing, and retirement transition planning; and retirement income and distribution services including Social Security strategic analysis, capital gains management, RMD planning, and expected income analysis.
Who they serve
Corporate clients (plan sponsors and fiduciaries) and individual investors, including those seeking retirement income and distribution planning.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 46 | $12M |
| High Net Worth Individuals | 23 | $32M |
| Charitable Organizations | 22 | $233M |
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
Data as of February 4, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Milestone Investments, Inc. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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