Mindset Asset Management, LLC
SEC RegisteredWhere Advisors Go for Options
About the firm
Mindset Asset Management builds and manages options strategies designed to give advisors more tools for clients with highly concentrated stock positions and other portfolio challenges. Their approach rests on three pillars: simplicity, transparency, and liquidity. They have spent over a decade managing real options portfolios through every kind of market.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Options strategies for concentrated stock positions, downside hedging with upside exposure, return enhancement on fully invested portfolios, gradual exposure reduction with tax minimization, and structured solution alternatives including Defined Outcome, Buffer, and Over-Write strategies
Who they serve
Financial advisors seeking options strategies for their clients, particularly clients with highly concentrated stock positions
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
Data as of February 23, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mindset Asset Management, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched