AdFi
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Mizzen Management LLC

SEC Registered
Stamford, CThttps://mizzencapital.com203-293-7820
Assets Under Management
$100M–$500M
Employees
13
Office Locations
1 office
Total Accounts
3

About the firm

Mizzen Capital provides flexible debt solutions to U.S. lower middle market companies, structuring capital to meet each company's specific growth and operational objectives. They serve as fiduciaries to their clients, deploying capital that strengthens middle-market companies and supports the livelihoods of their employees, suppliers, and communities across America. Mizzen is a women-owned SBIC fund with a diverse and inclusive team.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled Vehicles

Areas of expertise

Lower Middle MarketFlexible Debt SolutionsSBICWomen-ownedESG InvestingSenior Secured LendingMezzanineEquity Co-investmentU.N. PRIManufacturingBusiness Services+4 more

Services

Flexible debt solutions including Senior Secured First Lien, Senior Secured Second Lien, Mezzanine With Warrants, and Equity Co-Investment. Investment size can range up to $30M, with use of proceeds including working capital, recapitalizations, acquisitions, and growth.

Private funds / alternatives
Private Equity

Who they serve

U.S. lower middle market companies with EBITDA of $1M to $15M, including those in manufacturing, industrial, business services, healthcare services, information technology, software, and energy transition sectors.

Client segmentClientsAssets managed
Pension/Profit Sharing Plans3$459M

Leadership

Marilyn Schwartz Adler
OWNER
Elizabeth Harriet Karter
OWNER

Office locations

1 office in 1 state
CT
StamfordHQ

Regulatory & compliance

CRD number
#333592
SEC Number
801-131571
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based
Asset tierAnnual rate
Management Fee Range0.00%

Data as of March 6, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mizzen Management LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Mizzen Management LLC in Stamford, CT | AdvisorFinder