AdFi
MA

MJB Asset Management LLC

SEC Registered

All we can control is how we choose to show up in every moment

New York, NYhttps://mjbam.com212-333-3733
Assets Under Management
$100M–$500M
Year Founded
1997
Employees
1
Office Locations
1 office
Total Accounts
296

About the firm

MJB Asset Management exists to provide thoughtful investment management and financial guidance. Founded in 1997 and located in New York City, the firm invests in public stock and bond markets on behalf of a diverse clientele of individuals from across the country.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable Organizations

Areas of expertise

Investment ManagementFinancial GuidancePortfolio ManagementStocks And BondsDiversified PortfoliosIn-house Investment DecisionsRetirement Planning

Services

Investment management and financial guidance, including in-house portfolio construction and management across diversified stocks and bonds, client goal-setting discussions, risk and comfort level assessment, and ongoing monitoring and adjustment of client portfolios.

Who they serve

A diverse clientele of individuals from across the country, including those new to investing, those out of the market and concerned about getting back in, those worried about retirement income, and those not happy with their current investment firm or advisor.

Client segmentClientsAssets managed
Individuals (Non-HNW)61$17M
High Net Worth Individuals38$101M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations1$2.5M
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

Leadership

Richard Henry Bregman
MEMBER AND CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
NY
New YorkHQ

Advisors at this firm

1 advisor in the directory

Regulatory & compliance

CRD number
#109940
SEC Number
801-56653
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $1,000,000 (waivable)

Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. MJB Asset Management LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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MJB Asset Management LLC in New York, NY | AdvisorFinder