MONTEREY WEALTH
SEC RegisteredAbout the firm
Monterey Wealth is an independent investment advisory firm with over 20 years of individual wealth planning and 401(k) consulting experience. The firm offers custom strategies built around client needs, with a 100% transparency guarantee and no sales quotas or proprietary product requirements.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Monterey Wealth offers financial planning, investment management, tax planning, retirement planning, estate planning strategies, risk management, 401(k) consulting, and cash balance pension plans.
Who they serve
Individuals, couples, families, and business owners including partners or owners of closely-held businesses seeking retirement and tax strategies, as well as 401(k) plan sponsors.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 87 | $26M |
| High Net Worth Individuals | 34 | $104M |
| Charitable Organizations | 36 | $170M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Under $10,000,000 | 1.50% |
| $10,000,000 or more | — |
Data as of January 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. MONTEREY WEALTH has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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