Montrose Advisors Inc
SEC RegisteredAbout the firm
Montrose Advisors is an independent investment advisor in New York City founded by Kenneth Lubbock and John Train in 1992. The firm is registered with the U.S. Securities and Exchange Commission and the National Futures Association. It offers investment programs to suit a range of investment objectives and works with clients to tailor investment portfolios appropriate to their circumstances and goals.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment programs to suit a range of investment objectives; tailored investment portfolios appropriate to clients' circumstances and goals
Who they serve
Individuals and their families, foundations, and trusts
| Client segment | Clients | Assets managed |
|---|---|---|
| High Net Worth Individuals | 24 | $141M |
| Pension/Profit Sharing Plans | 2 | $29M |
10 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Montrose Advisors Inc has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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