Moreton Asset Management, LLC
SEC RegisteredMaintain Liquidity | Enhance Return | Protect Principal
About the firm
Moreton Asset Management is a registered investment advisor (RIA) with the Securities and Exchange Commission (SEC) that offers customized money market and fixed-income portfolio management for institutional clients. The firm was founded on the core belief that investment advice should not be influenced by commissions or the desire to sell product inventory. Moreton is an employee-owned firm that specializes in portfolios with significant regulatory needs.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Customized money market and fixed-income portfolio management, investment and risk management, corporate cash management, credit union investment portfolio management, investing for local governments, and specialized fixed-income reporting covering accounting, compliance, performance, and risk.
Who they serve
State and local governments, credit unions, community banks, corporations, cities, counties, school districts, special districts, and non-profits.
| Client segment | Clients | Assets managed |
|---|---|---|
| Investment Companies | 18 | — |
| State/Municipal Entities | 19 | — |
Leadership
Office locations
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 to $10 Million | 0.25% |
| $10 to $20 Million | 0.20% |
| $20 to $40 Million | 0.18% |
| $40 to $100 Million | 0.15% |
| Over $100 Million | 0.00% |
Data as of January 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Moreton Asset Management, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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