AdFi
MW

Mosaic Wealth

SEC Registered
St. Louis, MO314-627-5220
Assets Under Management
$1B–$5B
Office Locations
2 offices
Total Accounts
4827

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Leadership

Larry Keith Shikles
SENIOR WEALTH ADVISOR, PRINCIPAL
Duncan Scott Highmark
PRESIDENT AND CHIEF COMPLIANCE OFFICER
Michelle Kathleen Brown
PRINCIPAL & SR. WEALTH ADVISOR
Steven Gregory Rotello
PRINCIPAL, MANAGING DIRECTOR - DENVER
Llc Focus Operating
MEMBER (MANAGER)
Llc Focus Financial Partners
MEMBER
Focus Financial Partners Inc.
MEMBER
Llc Ferdinand Ffp Acquisition
SHAREHOLDER, CLASS A COMMON STOCK
Lp Ferdinand Ffp Ultimate Holdings
SHAREHOLDER, CLASS B COMMON STOCK
Llc Ferdinand Ffp Intermediate Holdings
MEMBER
Inc. Ferdinand Ffp Parent
MEMBER
Lp Ferdinand Ffp Ultimate Holdings
SHAREHOLDER
L.p. Cd&r Ferdinand Holdings
PARTNER
L.p. Cd&r Ferdinand Co-Investor
PARTNER
Dubilier & Rice Fund Xii L.p. Clayton
PARTNER

Office locations

2 offices in 2 states
MO
St. LouisHQ
CO
Greenwood Village

Advisors at this firm

19 advisors in the directory

Larry Keith Shikles
Investment Adviser Representative
Investment Adviser Representative
Duncan Scott Highmark
Investment Adviser Representative
Dual-registered
Gail Marie Wild
Investment Adviser Representative
Investment Adviser Representative
Steven Gregory Rotello
Investment Adviser Representative
Dual-registered
Michelle Kathleen Brown
Investment Adviser Representative
Investment Adviser Representative
Tyler Campo
Investment Adviser Representative
Investment Adviser Representative
Sarah Ann Wolk
Investment Adviser Representative
Investment Adviser Representative
Brian Jacob Knapp
Investment Adviser Representative
Investment Adviser Representative
Bethany Anne Lepage
Investment Adviser Representative
Investment Adviser Representative
Christopher Russell Highmark
Investment Adviser Representative
Investment Adviser Representative
Joseph Michael Cella
Investment Adviser Representative
Investment Adviser Representative
James Robert Steiner
Investment Adviser Representative
Investment Adviser Representative
Sean C Nicol
Investment Adviser Representative
Investment Adviser Representative
Lance Douglas Lehmann
Investment Adviser Representative
Investment Adviser Representative
John Andrew Linton
Investment Adviser Representative
Investment Adviser Representative
Kevin Lisch
Investment Adviser Representative
Investment Adviser Representative
Robert Michael Potter
Investment Adviser Representative
Investment Adviser Representative
Gregg M Cole
Investment Adviser Representative
Investment Adviser Representative
Manson Taylor Clement
Investment Adviser Representative
Investment Adviser Representative

Regulatory & compliance

CRD number
#317377
SEC Number
801-122745
Disciplinary History
No
Fees & Minimums
Fee arrangements the firm reports: AUM / Commission / Flat Fee / Other

Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mosaic Wealth has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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