Mosaic Wealth Management, L.L.C.
SEC RegisteredAbout the firm
Mosaic Wealth Management is a financial services firm that helps successful dentists, business owners, professionals, and widows/divorcees by acting as their go-to financial coordinator. They organize and prioritize their clients' personal and financial lives, helping them make smart decisions about their wealth.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Acting as a financial coordinator, organizing and prioritizing personal and financial lives, and helping clients make smart decisions about their wealth, with a fiduciary duty to clients
Who they serve
Successful dentists, business owners, professionals, and widows/divorcees
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 6 | $7.2M |
| High Net Worth Individuals | 69 | $232M |
Leadership
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 1.25% |
| Next $2,500,000 | 1.00% |
| Over $3,000,000 | 0.75% |
Data as of January 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mosaic Wealth Management, L.L.C. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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