MOSELEY INVESTMENT MANAGEMENT, INC.
SEC RegisteredAbout the firm
Moseley Investment Management is an independent investment advisory firm founded in 1990 by Susan Moseley, a Certified Investment Management Analyst (CIMA), providing conflict-free investment and wealth management services to clients with taxable estates. For more than 25 years, Moseley and her team have served Gulf Coast clients from offices in Bradenton and Sarasota.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management services including individual stocks (large-cap to mid-cap growth and dividend growth), fixed income individual bonds, ETFs, mutual funds, options strategies (covered call writing and cash secured put), and stop loss overlays. Portfolios are personalized based on return requirements, risk tolerance, lifestyle, and tax needs.
Who they serve
Gulf Coast clients with taxable estates, including families with substantial commercial real estate, retired executives, and individuals seeking personalized portfolio and estate planning aligned with their personal values and goals.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 246 | $107M |
| High Net Worth Individuals | 113 | $334M |
2 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Stock Portfolio - Min | 0.75% |
| Stock Portfolio - Max | 1.29% |
| Fixed Income Portfolio | 0.50% |
| Held-Away Accounts - Min | 0.50% |
| Held-Away Accounts - Max | 1.00% |
Data as of March 17, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. MOSELEY INVESTMENT MANAGEMENT, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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