Mustard SEED Wealth Management
SEC RegisteredCustom Investment Strategies For Every Stage of Life
About the firm
Mustard Seed Wealth Management was founded in 2002 by Dr. David Ashby, Professor Emeritus of Finance at Southern Arkansas University, on the premise of delivering high quality client service along with portfolio investment strategies structured using modern portfolio design. With a combined experience of over 60 years in comprehensive planning, the firm serves individuals, businesses, and foundations, and has grown to ten advisors across five locations. As fiduciaries with a fee-only structure, they focus on tailored portfolio management, retirement planning, estate planning, tax efficiencies, and transfer of wealth.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment and retirement plans, employer sponsored 401Ks, estate planning advising, protection and transfer of asset planning, charitable gifting, tax efficiency, and tailored portfolio management.
Who they serve
Retirees and pre-retirees, business owners, non-profits and foundations, and independent women; broadly serves individuals, businesses, and foundations.
Leadership
Office locations
Advisors at this firm
9 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 to $500,000 | 1.00% |
| $500,000 to $1,000,000 | 0.90% |
| $1,000,000 to $2,000,000 | 0.80% |
| Over $2,000,000 | 0.50% |
Data as of March 4, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mustard SEED Wealth Management has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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