AdFi
ND

Nasdaq Dorsey Wright

SEC Registered
Richmond, VA804-320-8511
Assets Under Management
$1B–$5B
Office Locations
2 offices
Total Accounts
840

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthInvestment CompaniesPension/Profit SharingCharitable OrganizationsCorporationsOther

Leadership

Watson Howell Wright
SEC-TREASURER, CHIEF COMPLIANCE OFFICER
Thomas John Dorsey
PRESIDENT
Tammy Fridley Derosier
CHIEF OPERATIONS OFFICER
Susan Leigh Morrison
CHIEF INVESTMENT OFFICER
James Churchill Ball
CHIEF TECHNOLOGY OFFICER
Inc. Dwa Legacy Holdings
OWNER
Thomas John Dorsey
OWNER
Llc Pfci
OWNER
Inc. Granite Redux
OWNER
Lp Falfurrias Capital Partners
OWNER
Falffurias Equity Partners Llc
GENERAL PARTNER
William Edwin Mcmahan
DIRECTOR
Hugh Leon Mccoll
DIRECTOR
Marc Denis Oken
DIRECTOR

Office locations

2 offices in 2 states
VA
RichmondHQ
CA
Pasadena

Advisors at this firm

21 advisors in the directory

Steven Thomas Raymond
Investment Adviser Representative
Investment Adviser Representative
John Gunnard Lewis
Investment Adviser Representative
Investment Adviser Representative
Andrew Charles Hyer
Investment Adviser Representative
Investment Adviser Representative
Robert Anthony Deangelo
Investment Adviser Representative
Investment Adviser Representative
Randall Dammers III
Investment Adviser Representative
Investment Adviser Representative
Michael David Kaplan
Investment Adviser Representative
Investment Adviser Representative
Jay Michael Gragnani
Investment Adviser Representative
Investment Adviser Representative
Benjamin Hardin Jones
Investment Adviser Representative
Investment Adviser Representative
Sydney Siek
Investment Adviser Representative
Investment Adviser Representative
Myron Charles Fuller IV
Investment Adviser Representative
Investment Adviser Representative
Connor Patrick Kamp
Investment Adviser Representative
Investment Adviser Representative
Sara Mehle Marshall
Investment Adviser Representative
Dual-registered
David Clinton Clark
Investment Adviser Representative
Investment Adviser Representative
James Thomas West
Investment Adviser Representative
Investment Adviser Representative
Ian James Saunders
Investment Adviser Representative
Investment Adviser Representative
Pranay Dureja
Investment Adviser Representative
Dual-registered
Joseph Charles Tuzzolo
Investment Adviser Representative
Dual-registered
Miles Andrew Clark
Investment Adviser Representative
Investment Adviser Representative
Trevor Brooks Plesko
Investment Adviser Representative
Investment Adviser Representative
Anthony Garcia
Investment Adviser Representative
Investment Adviser Representative
Missael Macedo
Investment Adviser Representative
Investment Adviser Representative

Regulatory & compliance

CRD number
#104925
SEC Number
801-29045
Disciplinary History
No
Fees & Minimums
Fee arrangements the firm reports: AUM / Hourly / Flat Fee / Subscription

Data as of April 1, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nasdaq Dorsey Wright has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Nasdaq Dorsey Wright in Richmond, VA - Fees & Services