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NEUENSCHWANDER ASSET MANAGEMENT, LLC

SEC Registered

Your Personal CFOs

MCFARLAND, WIhttps://namadvisors.com608-838-3330
Assets Under Management
$100M–$500M
Employees
5
Office Locations
1 office
Total Accounts
604

About the firm

NAM Advisors is a financial advisory and wealth management firm based in McFarland, Wisconsin, providing personalized financial advice and tax preparation services to individuals, families, and business owners. The firm offers fee-only investment services and takes a comprehensive, tailored approach to financial planning.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthState/Municipal

Areas of expertise

Retirement PlanningInvestment ManagementTax PlanningEstate And Trust PlanningFee-only AdvisoryWealth ManagementCollege SavingsCharitable GivingEvidence-based Investing

Services

Retirement planning, investment management, tax management and planning, estate and trust planning, employer sponsored retirement plans, and tax preparation services

Who they serve

Individuals, families, and business owners

Client segmentClientsAssets managed
Individuals (Non-HNW)161$80M
High Net Worth Individuals35$93M
State/Municipal Entities3

20 total clients reported on Form ADV.

Leadership

Roy Ernest Neuenschwander
OWNER
James Vincent Murphy
CHIEF COMPLIANCE OFFICER, OWNER
Timothy James Neuenschwander
MANAGING MEMBER, OWNER

Office locations

1 office in 1 state
WI
MCFARLANDHQ

Advisors at this firm

3 advisors in the directory

Regulatory & compliance

CRD number
#125179
SEC Number
801-124791
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee
Asset tierAnnual rate
Up to $199,9991.85%
$200,000 - $499,9991.25%
$500,000 - $999,9991.00%
$1,000,000 - $1,999,9990.90%
$2,000,000 - $2,999,9990.80%
$3,000,000 - $3,999,9990.70%
$4,000,000 - $4,999,9990.60%
$5,000,000 or greater0.50%

Data as of March 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. NEUENSCHWANDER ASSET MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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