NEVILLE, RODIE & SHAW INC
SEC RegisteredAbout the firm
Neville, Rodie & Shaw, Inc. (NRS) is a registered investment advisory firm based in New York City, founded in 1933. The firm manages long-only separate accounts for investors seeking professional guidance in achieving wealth protection and enhancement. Assets under management are approximately $1.955 billion.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Management of long-only separate accounts including equity and fixed income portfolios, with separately managed portfolios tailored to each client's financial resources, objectives, and capacity for risk.
Who they serve
Wealthy individuals, families, trusts, and institutions, including foundations, charities, religious communities, and 401K and other retirement plans.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 98 | $46M |
| High Net Worth Individuals | 222 | $1.8B |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 8 | $15M |
| State/Municipal Entities | 17 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
6 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $5,000,000 | 1.00% |
| Next $5,000,000 | 0.75% |
| Next $15,000,000 | 0.50% |
| Remainder | 0.40% |
Data as of January 7, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. NEVILLE, RODIE & SHAW INC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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