NEW China Capital Management Corp.
SEC RegisteredAbout the firm
The Cathay family of funds, managed by New China Capital Management, is one of the most successful and experienced providers of growth capital to companies on the private side of the Chinese economy. Since 1992, Cathay has completed over 60 investments and consummated IPOs, trade sales and other capital events with a cumulative transaction value over US$5 billion.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Growth capital investment, including IPOs on the New York Stock Exchange, NASDAQ, the Hong Kong Stock Exchange, and Chinese domestic stock exchanges, as well as trade sales and other capital events
Who they serve
Companies on the private side of the Chinese economy
| Client segment | Clients | Assets managed |
|---|---|---|
| Pension/Profit Sharing Plans | 2 | $234M |
Leadership
Office locations
Regulatory & compliance
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. NEW China Capital Management Corp. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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