AdFi
NH

NEW Harbor Financial Group, LLC

SEC Registered

Disciplined investment management. Analysis over hype.

Worcester, MAhttps://newharborfinancial.com978-537-7701
Assets Under Management
$500M–$1B
Year Founded
2005
Employees
9
Office Locations
1 office
Total Accounts
2197

About the firm

Founded in 2005, New Harbor Financial Group is a privately owned investment advisory firm that provides risk-managed investing and financial guidance to individuals, families and institutions. The independent fiduciary advisors at New Harbor Financial Group navigate the crosscurrents of the global economy to help people, families, and institutions protect their assets and grow their purchasing power over time.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit Sharing

Areas of expertise

Investment ManagementFinancial PlanningRisk-managed InvestingFee-based Asset ManagementFiduciary AdvisoryEstate PlanningTax PlanningActive Investment Management

Services

New Harbor Financial Group offers fee-based asset management services, risk-managed investing, and a full range of financial planning and guidance services. The firm is an active investment manager and does not outsource portfolios to third-party money managers. Services are available in all 50 states.

Who they serve

Individuals, families, and institutions

Client segmentClientsAssets managed
Individuals (Non-HNW)728$243M
High Net Worth Individuals282$563M
Charitable Organizations4$6.9M
State/Municipal Entities5

Leadership

John Llodra
MANAGING MEMBER
Michael Robert Preston
MANAGING MEMBER

Office locations

1 office in 1 state
MA
WorcesterHQ

Advisors at this firm

5 advisors in the directory

Regulatory & compliance

CRD number
#155528
SEC Number
801-72007
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $500,000 (waivable)

Data as of April 6, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. NEW Harbor Financial Group, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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