NH
NEW HARBOR FINANCIAL GROUP, LLC
SEC RegisteredWORCESTER, MAhttps://newharborfinancial.com978-537-7701
Assets Under Management
$500M–$1B
Employees
9
Office Locations
1 office
Total Accounts
2197
About the firm
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthPension/Profit Sharing
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 728 | $243M |
| High Net Worth Individuals | 282 | $563M |
| Charitable Organizations | 4 | $6.9M |
| State/Municipal Entities | 5 | — |
0 total clients reported on Form ADV.
Leadership
John Llodra
MANAGING MEMBER
Michael Robert Preston
MANAGING MEMBER
Office locations
1 office in 1 state
MA
WORCESTERHQ
Regulatory & compliance
CRD number
#155528
SEC Number
801-72007
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $500,000 (waivable)
Data as of April 6, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
newharborfinancial.comPhone
978-537-7701Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. NEW HARBOR FINANCIAL GROUP, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.