AdFi
NC

NEWBURY CAPITAL MANAGEMENT, LLC

SEC Registered

Investment Solutions To Last A Lifetime

SOUTH PASADENA, CAhttps://newburyllc.com626-796-8898
Assets Under Management
$100M–$500M
Year Founded
2009
Employees
5
Office Locations
1 office
Total Accounts
437

About the firm

Newbury Capital Management, LLC is a privately held investment advisory and wealth management firm formed in July of 2009. The firm provides investment advice based upon unbiased research and a strict adherence to risk management, serving high net worth individuals/families and institutional investors.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPension/Profit SharingCharitable Organizations

Areas of expertise

Investment AdvisoryWealth ManagementPortfolio ConstructionRisk ManagementDividend GrowthSocial Impact InvestingGlobal GrowthMutual FundsBondsEquity Portfolios

Services

Investment advisory and wealth management services including investment portfolios across strategies such as Dividend Growth, Social Impact, Global Growth, Focus Mutual Funds, Select Growth, and Bonds.

Who they serve

High net worth individuals/families and institutional investors

Client segmentClientsAssets managed
Individuals (Non-HNW)343$23M
High Net Worth Individuals87$122M
Charitable Organizations3$6.2M
State/Municipal Entities4

0 total clients reported on Form ADV.

Leadership

Jon Christopher Lam
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
Stuart Michael Sneddon
MANAGING MEMBER

Office locations

1 office in 1 state
CA
SOUTH PASADENAHQ

Advisors at this firm

4 advisors in the directory

Regulatory & compliance

CRD number
#148516
SEC Number
801-110353
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Asset tierAnnual rate
Common Stock - Under $1,000,0001.50%
Common Stock - $1,000,000 and up1.00%
Fixed Income - Up to $999,0001.00%
Fixed Income - $1,000,000 - $2,499,0000.75%
Fixed Income - $2,500,000 to $4,999,9990.63%
Fixed Income - $5,000,000 and up0.50%
Mutual Fund Equity - 1st $100,0001.50%
Mutual Fund Equity - 2nd $100,0001.38%
Mutual Fund Equity - 3rd $100,0001.25%
Mutual Fund Equity - 4th $100,000 and up1.00%
Mutual Fund Fixed Income - 1st $100,0001.00%
Mutual Fund Fixed Income - 2nd $100,0000.88%
Mutual Fund Fixed Income - 3rd $100,0000.75%
Mutual Fund Fixed Income - 4th $100,000 and up0.50%

Data as of March 12, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. NEWBURY CAPITAL MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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