AdFi
NC

North Capital

SEC Registered
Assets Under Management
$100M–$500M
Office Locations
1 office
Total Accounts
550

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthBanking or Thrift InstitutionsInvestment CompaniesPooled VehiclesPension/Profit SharingCharitable OrganizationsCorporations

Leadership

James P Dowd
PRESIDENT, CIO AND CHIEF COMPLIANCE OFFICER
Frances Evans Harkins
MANAGING DIRECTOR
Juan Antonio Garcia
MANAGING DIRECTOR

Office locations

1 office in 1 state
UT
Salt Lake CityHQ

Advisors at this firm

11 advisors in the directory

Regulatory & compliance

CRD number
#148802
SEC Number
801-110598
Disciplinary History
No
Fees & Minimums
Fee arrangements the firm reports: AUM / Hourly / Flat Fee

Data as of May 5, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. North Capital has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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