NT
NORTHERN TRUST INVESTMENTS, INCORPORATED
SEC RegisteredCHICAGO, ILhttps://ntam.northerntrust.com312-630-6000
Assets Under Management
$25B+
Employees
662
Office Locations
8 offices
Total Accounts
41027
About the firm
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
High Net WorthInvestment CompaniesPooled VehiclesPension/Profit SharingState/MunicipalInsurance Companies
Services
Private funds / alternatives
Hedge
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 20,223 | $8.8B |
| High Net Worth Individuals | 15,055 | $94.5B |
| Pension/Profit Sharing Plans | 237 | $509.4B |
| Charitable Organizations | 330 | $110.6B |
| State/Municipal Entities | 1,347 | — |
| Sovereign Wealth Funds | 75 | — |
| Corporations | 29 | $30.3B |
36 total clients reported on Form ADV.
Leadership
The Northern Trust Company
SHAREHOLDER
Northern Trust Corporation
SHAREHOLDER
John Gabriel Abunassar
EXECUTIVE VICE PRESIDENT/DIRECTOR
Sheri Barker Hawkins
EXECUTIVE VICE PRESIDENT/DIRECTOR
Dariusz Wojnar
EXECUTIVE VICE PRESIDENT/DIRECTOR
Archana Kumar
EXECUTIVE VICE PRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR
Angelo George Manioudakis
EXECUTIVE VICE PRESIDENT/CHIEF INVESTMENT OFFICER/DIRECTOR
Stephen Elliott Carroll
SENIOR VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER
Daniel Ernesto Gamba
CHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR
Maureen Megan Bromwell
EXECUTIVE VICE PRESIDENT/CHIEF MARKETING OFFICER/DIRECTOR
Paulami Kar
SENIOR VICE PRESIDENT/DIRECTOR
Office locations
8 offices in 6 states
IL
CHICAGOHQ
CT
STAMFORD
AZ
TEMPE
TX
DALLAS
ADMIRALTY
NY
NEW YORK
DC
WASHINGTON
MELBOURNE
Advisors at this firm
36 advisors in the directory
Hugh S Ansty
Investment Adviser Representative
Michael Brandon Burdeen
Investment Adviser Representative
Cathy Siqi Cao
Investment Adviser Representative
Michael Edward Cronin
Investment Adviser Representative
Robert Stephen Eaton
Investment Adviser Representative
Brian Michael Finnegan
Investment Adviser Representative
Aaron Goetz
Investment Adviser Representative
Justin Charles Gutwald
Investment Adviser Representative
Kevin Patrick Hennessy
Investment Adviser Representative
William B Hurt
Investment Adviser Representative
Yun-Jae Hwang
Investment Adviser Representative
Mark Kierna
Investment Adviser Representative
William Michael Kincaid
Investment Adviser Representative
Hunter Bowne Knapp
Investment Adviser Representative
Kenneth H Lassner
Investment Adviser Representative
Elizabeth Ann Longo
Investment Adviser Representative
Isabel Machlin
Investment Adviser Representative
Dennis William Markey
Investment Adviser Representative
Alexander Arturo McHenry
Investment Adviser Representative
Brendan Thomas McMahon
Investment Adviser Representative
Lauren Elizabeth Metaj
Investment Adviser Representative
Emily Barnwell Meyer
Investment Adviser Representative
Michael David Osterthun
Investment Adviser Representative
Anthony Michael Piatek
Investment Adviser Representative
Stephen Russell
Investment Adviser Representative
Andrew William Sherman
Investment Adviser Representative
Alison Walpole Stewart
Investment Adviser Representative
Samantha Elizabeth Swayze
Investment Adviser Representative
Michael James Terzich
Investment Adviser Representative
Joseph Tiralosi
Investment Adviser Representative
Wesley A Urick
Investment Adviser Representative
Nicole Rene Vance
Investment Adviser Representative
Lance Douglas Vegna
Investment Adviser Representative
Terry Steven Weissberg
Investment Adviser Representative
Brian Werkmeister
Investment Adviser Representative
Peter Zabiegala
Investment Adviser Representative
Regulatory & compliance
CRD number
#105780
SEC Number
801-33358
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Flat Fee / Performance-based / Other
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
ntam.northerntrust.comPhone
312-630-6000Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. NORTHERN TRUST INVESTMENTS, INCORPORATED has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.