AdFi
NT

NORTHERN TRUST INVESTMENTS, INCORPORATED

SEC Registered

Risk-aware solutions, powered by practical wisdom

CHICAGO, ILhttps://ntam.northerntrust.com312-630-6000
Assets Under Management
$25B+
Employees
662
Office Locations
8 offices
Total Accounts
41027

About the firm

Northern Trust Asset Management applies an intentional approach to managing and capitalizing on risk, designed to help investors navigate challenging market environments and realize their purpose for investing. Entrusted with more than $1.4 trillion of investors' assets as of 03-31-2026, NTAM is composed of multiple global investment entities including Northern Trust Investments, Inc. and affiliated firms.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthInvestment CompaniesPooled VehiclesPension/Profit SharingState/MunicipalInsurance Companies

Areas of expertise

Asset ManagementIndex EquityRisk ManagementInstitutional InvestingEtfsInvestment OutsourcingGlobal InvestmentsPension FundsEndowmentsNonprofits

Services

Risk-aware investment solutions, index equity management, asset management, and investment outsourcing, offered across a range of institutional and individual client types.

Private funds / alternatives
Hedge

Who they serve

Alternative managers, consultants, family offices, financial advisors, financial institutions, individuals and families, insurance companies, investment managers, nonprofits, pension funds, and sovereign entities.

Client segmentClientsAssets managed
Individuals (Non-HNW)20,223$8.8B
High Net Worth Individuals15,055$94.5B
Pension/Profit Sharing Plans237$509.4B
Charitable Organizations330$110.6B
State/Municipal Entities1,347
Sovereign Wealth Funds75
Corporations29$30.3B

36 total clients reported on Form ADV.

Leadership

The Northern Trust Company
SHAREHOLDER
Northern Trust Corporation
SHAREHOLDER
John Gabriel Abunassar
EXECUTIVE VICE PRESIDENT/DIRECTOR
Sheri Barker Hawkins
EXECUTIVE VICE PRESIDENT/DIRECTOR
Dariusz Wojnar
EXECUTIVE VICE PRESIDENT/DIRECTOR
Archana Kumar
EXECUTIVE VICE PRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR
Angelo George Manioudakis
EXECUTIVE VICE PRESIDENT/CHIEF INVESTMENT OFFICER/DIRECTOR
Stephen Elliott Carroll
SENIOR VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER
Daniel Ernesto Gamba
CHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR
Maureen Megan Bromwell
EXECUTIVE VICE PRESIDENT/CHIEF MARKETING OFFICER/DIRECTOR
Paulami Kar
SENIOR VICE PRESIDENT/DIRECTOR

Office locations

8 offices in 6 states
IL
CHICAGOHQ
CT
STAMFORD
AZ
TEMPE
TX
DALLAS
ADMIRALTY
NY
NEW YORK
DC
WASHINGTON
MELBOURNE

Advisors at this firm

36 advisors in the directory

Hugh S Ansty
Investment Adviser Representative
Dual-registered
Michael Brandon Burdeen
Investment Adviser Representative
Dual-registered
Cathy Siqi Cao
Investment Adviser Representative
Dual-registered
Michael Edward Cronin
Investment Adviser Representative
Dual-registered
Robert Stephen Eaton
Investment Adviser Representative
Dual-registered
Brian Michael Finnegan
Investment Adviser Representative
Dual-registered
Aaron Goetz
Investment Adviser Representative
Dual-registered
Justin Charles Gutwald
Investment Adviser Representative
Dual-registered
Kevin Patrick Hennessy
Investment Adviser Representative
Dual-registered
William B Hurt
Investment Adviser Representative
Dual-registered
Yun-Jae Hwang
Investment Adviser Representative
Dual-registered
Mark Kierna
Investment Adviser Representative
Dual-registered
William Michael Kincaid
Investment Adviser Representative
Dual-registered
Hunter Bowne Knapp
Investment Adviser Representative
Dual-registered
Kenneth H Lassner
Investment Adviser Representative
Dual-registered
Elizabeth Ann Longo
Investment Adviser Representative
Dual-registered
Isabel Machlin
Investment Adviser Representative
Dual-registered
Dennis William Markey
Investment Adviser Representative
Dual-registered
Alexander Arturo McHenry
Investment Adviser Representative
Dual-registered
Brendan Thomas McMahon
Investment Adviser Representative
Dual-registered
Lauren Elizabeth Metaj
Investment Adviser Representative
Dual-registered
Emily Barnwell Meyer
Investment Adviser Representative
Dual-registered
Michael David Osterthun
Investment Adviser Representative
Dual-registered
Anthony Michael Piatek
Investment Adviser Representative
Dual-registered
Stephen Russell
Investment Adviser Representative
Dual-registered
Andrew William Sherman
Investment Adviser Representative
Dual-registered
Alison Walpole Stewart
Investment Adviser Representative
Dual-registered
Samantha Elizabeth Swayze
Investment Adviser Representative
Dual-registered
Michael James Terzich
Investment Adviser Representative
Dual-registered
Joseph Tiralosi
Investment Adviser Representative
Dual-registered
Wesley A Urick
Investment Adviser Representative
Dual-registered
Nicole Rene Vance
Investment Adviser Representative
Dual-registered
Lance Douglas Vegna
Investment Adviser Representative
Dual-registered
Terry Steven Weissberg
Investment Adviser Representative
Dual-registered
Brian Werkmeister
Investment Adviser Representative
Dual-registered
Peter Zabiegala
Investment Adviser Representative
Investment Adviser Rep

Regulatory & compliance

CRD number
#105780
SEC Number
801-33358
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Flat Fee / Performance-based / Other

Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. NORTHERN TRUST INVESTMENTS, INCORPORATED has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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