AdFi
NA

NOTE Advisors, LLC

SEC Registered

Holistic Financial Planning & Wealth Management Designed for You.

Buffalo, NYhttps://noteadvisor.com(716) 256-1682
Assets Under Management
$100M–$500M
Employees
11
Office Locations
1 office
Total Accounts
1183

About the firm

Note Advisors, LLC is a holistic financial planning and wealth management firm based in Buffalo, NY, with services extending across the U.S. Their experienced team of Certified Financial Planners (CFP®) provides holistic financial planning and behavioral money coaching, acting as a fiduciary for individuals, families, and business owners. They tailor their financial planning process to each client, integrating cash flow, taxes, retirement, protection, investments, and estate planning.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthState/Municipal

Areas of expertise

Holistic Financial PlanningWealth ManagementBehavioral Money CoachingFiduciary AdvisoryCFPRetirement PlanningEstate PlanningTax StrategyInvestment StrategyCash Flow OptimizationRisk Management+1 more

Services

Holistic financial planning and behavioral money coaching, covering six key areas: cash flow, credit, and debt optimization; tax strategy and planning; retirement income planning; risk management and mitigation; investment strategy and goals; and estate and legacy planning.

Financial PlanningEstate Planning

Who they serve

Individuals, families, and business owners across the U.S.

Client segmentClientsAssets managed
Individuals (Non-HNW)465$173M
High Net Worth Individuals53$191M
Charitable Organizations24$72M

Leadership

Shawn Casey Glogowski
PRINCIPAL/CCO
Thomas Howard Waring
PRINCIPAL

Office locations

1 office in 1 state
NY
BuffaloHQ

Advisors at this firm

5 advisors in the directory

Regulatory & compliance

CRD number
#171466
SEC Number
801-79807
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $500,000 (waivable)

Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. NOTE Advisors, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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NOTE Advisors, LLC in Buffalo, NY | AdvisorFinder