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NOTE ADVISORS, LLC
SEC RegisteredBUFFALO, NYhttps://noteadvisor.com(716) 256-1682
Assets Under Management
$100M–$500M
Employees
11
Office Locations
1 office
Total Accounts
1183
About the firm
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthState/Municipal
Services
financial_planningestate_planning
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 465 | $173M |
| High Net Worth Individuals | 53 | $191M |
| Charitable Organizations | 24 | $72M |
0 total clients reported on Form ADV.
Leadership
Shawn Casey Glogowski
PRINCIPAL/CCO
Thomas Howard Waring
PRINCIPAL
Office locations
1 office in 1 state
NY
BUFFALOHQ
Advisors at this firm
5 advisors in the directory
Thomas John Conway
Investment Adviser Representative
Shawn Casey Glogowski
Investment Adviser Representative
Angela Marie Hall
Investment Adviser Representative
Colten Tyler Kitcho
Investment Adviser Representative
Thomas Howard Waring
Investment Adviser Representative
Regulatory & compliance
CRD number
#171466
SEC Number
801-79807
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $500,000 (waivable)
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
noteadvisor.comPhone
(716) 256-1682Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. NOTE ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.