AdFi
OA

O'shaughnessy Asset Management, LLC

SEC Registered
Assets Under Management
$5B–$25B
Office Locations
1 office
Total Accounts
11156

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthBanking or Thrift InstitutionsInvestment CompaniesPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Leadership

James Patrick O'shaughnessy
CHAIRMAN, CO-CIO, PORTFOLIO MANAGER, PRINCIPAL
Christopher Stratton Loveless
PRESIDENT/PRINCIPAL
Raymond Nmn Amoroso Iii
CHIEF COMPLIANCE OFFICER/PRINCIPAL
Ari Mark Rosenbaum
DIRECTOR OF FINANCIAL ADVISORY SERVICES/PRINCIPAL
Christopher Ira Meredith
CO-CIO, PORTFOLIO MANAGER/DIRECTOR OF RESEARCH/PRINCIPAL
Erin Marie Foley
DIRECTOR OF TRADING/PRINCIPAL
Scott Michael Bartone
CHIEF OPERATING OFFICER/HEAD OF PRODUCT MANAGEMENT/PORTFOLIO MANAGER/PRINCIPAL
Patrick Walker O'shaughnessy
CEO/PORTFOLIO MANAGER/PRINCIPAL
Ehren Jonathan Stanhope
CLIENT PORTFOLIO MANAGER/PRINCIPAL
Claudine Antoinette Spence
DIRECTOR OF CLIENT SERVICE/PRINCIPAL
Xiuyun Nmn Shi
DIRECTOR OF FINANCE/PRINCIPAL
Inc. Franklin Resources
MANAGING MEMBER
Roger Nmn Paradiso
EXECUTIVE CHAIRMAN
Rajat Nmn Gupta
CHIEF TECHNOLOGY OFFICER

Office locations

1 office in 1 state
CT
StamfordHQ

Advisors at this firm

58 advisors in the directory

Roger Nmn Paradiso
Investment Adviser Representative
Dual-registered
John Edward Shetterly
Investment Adviser Representative
Dual-registered
Christopher Stratton Loveless
Investment Adviser Representative
Investment Adviser Representative
Joseph Southern Giroux
Investment Adviser Representative
Investment Adviser Representative
Erin Marie Foley
Investment Adviser Representative
Investment Adviser Representative
Ari Mark Rosenbaum
Investment Adviser Representative
Investment Adviser Representative
Mark Joseph Hebeka
Investment Adviser Representative
Investment Adviser Representative
Claudine Antoinette Spence
Investment Adviser Representative
Investment Adviser Representative
Ronald John Schuler
Investment Adviser Representative
Investment Adviser Representative
Paul Jon Ackerley
Investment Adviser Representative
Investment Adviser Representative
Julie Anne Marie Samaniego Villena
Investment Adviser Representative
Investment Adviser Representative
Kristopher Ryan Smith
Investment Adviser Representative
Investment Adviser Representative
William Alfred Carinci
Investment Adviser Representative
Investment Adviser Representative
Jacob Edward Moseley
Investment Adviser Representative
Investment Adviser Representative
Mary Erwin
Investment Adviser Representative
Investment Adviser Representative
Patrick J McStay
Investment Adviser Representative
Investment Adviser Representative
Lenny Castagna
Investment Adviser Representative
Investment Adviser Representative
Scott Michael Bartone
Investment Adviser Representative
Investment Adviser Representative
Anthony Vollmer
Investment Adviser Representative
Investment Adviser Representative
Jamie A Zelem
Investment Adviser Representative
Investment Adviser Representative
Lucas Campbell Seely
Investment Adviser Representative
Investment Adviser Representative
Patrick Walker O'Shaughnessy
Investment Adviser Representative
Investment Adviser Representative
Ehren Jonathan Stanhope
Investment Adviser Representative
Investment Adviser Representative
Daniel H Nitiutomo
Investment Adviser Representative
Investment Adviser Representative
Peter Donald Hayes
Investment Adviser Representative
Investment Adviser Representative
Xiangyu Nmn Lai
Investment Adviser Representative
Investment Adviser Representative
Andrew John Dillon
Investment Adviser Representative
Investment Adviser Representative
Emily Claire Sgammato
Investment Adviser Representative
Investment Adviser Representative
Laura Ann Foster
Investment Adviser Representative
Investment Adviser Representative
Kevin Daniel Jacobs
Investment Adviser Representative
Investment Adviser Representative
Thomas Patrick Canals
Investment Adviser Representative
Investment Adviser Representative
Christian Frederick Boinske
Investment Adviser Representative
Investment Adviser Representative
Kristen Sue Clark
Investment Adviser Representative
Investment Adviser Representative
Mohammed Azizur Miah
Investment Adviser Representative
Investment Adviser Representative
Andrea Marie Oloughlin
Investment Adviser Representative
Investment Adviser Representative
Kaylee L Wolcott
Investment Adviser Representative
Dual-registered
Andrew Eastman Iles
Investment Adviser Representative
Investment Adviser Representative
Thomas James Farrell
Investment Adviser Representative
Investment Adviser Representative
Anthony Jordan Garbarino
Investment Adviser Representative
Investment Adviser Representative
Maksim Vladislavovich Papenkov
Investment Adviser Representative
Investment Adviser Representative
Claire McConnell Noel
Investment Adviser Representative
Investment Adviser Representative
Kelly Rooney Lavin
Investment Adviser Representative
Investment Adviser Representative
Euan Mackay
Investment Adviser Representative
Investment Adviser Representative
Rohan Mathew
Investment Adviser Representative
Investment Adviser Representative
Katherine Morgan Riley
Investment Adviser Representative
Investment Adviser Representative
Nicholas Vashishta Bhaskar
Investment Adviser Representative
Investment Adviser Representative
Haoqi Nmn Zhang
Investment Adviser Representative
Investment Adviser Representative
Abbey Elizabeth Duncan
Investment Adviser Representative
Investment Adviser Representative
Jeffrey Austin Gebauer
Investment Adviser Representative
Investment Adviser Representative
Christian Nmn Coratti
Investment Adviser Representative
Investment Adviser Representative
Robert Francis Cannon
Investment Adviser Representative
Investment Adviser Representative
Michael James Luther
Investment Adviser Representative
Investment Adviser Representative
Richard S Bastien
Investment Adviser Representative
Investment Adviser Representative
Beau Matthew Robinette
Investment Adviser Representative
Investment Adviser Representative
Christopher Thomas Takacs
Investment Adviser Representative
Investment Adviser Representative
Jai Aditya Padalkar
Investment Adviser Representative
Investment Adviser Representative
Luca Vincent Massucci
Investment Adviser Representative
Investment Adviser Representative
Maxwell Lawrence Pohlman
Investment Adviser Representative
Investment Adviser Representative

Regulatory & compliance

CRD number
#144594
SEC Number
801-68177
Disciplinary History
No
Fees & Minimums
Fee arrangements the firm reports: AUM / Performance-based / Other

Data as of December 16, 2025 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. O'shaughnessy Asset Management, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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O'shaughnessy Asset Management in Stamford, CT