OCTOBER WEALTH ADVISORS, INC
SEC RegisteredWealth Management Services
About the firm
At October Wealth Advisors, it is our mission to provide our clients with the investment advice they need to achieve their financial goals. They offer comprehensive portfolio management services tailored to the financial needs of each client.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Account management (retirement accounts/IRAs, individual accounts, educational accounts, foundation endowment funds, educational endowment funds) and comprehensive portfolio management services including equity (common stocks, preferred stocks, equity ETFs, equity mutual funds) and fixed income (municipal bonds, corporate bonds, fixed income ETFs, fixed income mutual funds).
Who they serve
Clients who are just starting to save, nearing retirement, or have just retired.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 137 | $56M |
| High Net Worth Individuals | 23 | $74M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 1.00% |
| Next $2,000,000 | 0.75% |
| Balance above $3,000,000 | 0.50% |
Data as of February 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. OCTOBER WEALTH ADVISORS, INC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched